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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2022-10-03
IL RA APPROVED 2007-11-08
  • IN RA
    APPROVED
    Since 2022-10-03
  • IL RA
    APPROVED
    Since 2007-11-08

Branch Locations

One North Wacker Drive Ste 3300, Chicago, IL 60606 • United States

4330 Edison Lakes Parkway Suite B, Mishawaka, IN 46545 • United States

Mishawaka, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Chicago IL 12/2006 Present
  • 12/2006 → Present
    Ubs Financial Services
    Chicago, IL
Other Businesses

Trade Academy LLC / 1120 W Adams Street Unit 6W Chicago, Company/ Education / Producing newsletters about options and sharing trading expertise / Proprietor / owner / My husband, Keith, is the owner of the LLC. I am not associated with the LLC in any way. / Start Date 8/1/2017 / My husband works 50-60 hours a week

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-07
  • S66 Uniform Combined State Law Examination
    2007-11-07
Other Names
  • Cheryl Ann Barker
  • Cheryl Ann Barker-Harwood
  • Cheryl A. Harwood

View on SEC IAPD

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Other Offices

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