David Neal Leggett

Current Employers

Excalibur Management Corp

Bay Colony Corporate Center 950 Winter Street North, Suite 4100, Waltham, MA 02451 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-12-10
MA	RA	APPROVED	2019-11-05

TX RA
APPROVED

Since 2025-12-10
MA RA
APPROVED

Since 2019-11-05

Branch Locations

Bay Colony Corporate Center 950 Winter Street North, Suite 4100, Waltham, MA 02451 • United States

Wellesley, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Leggett & Leggett, Pc	Wellesley	MA	01/1985	Present
Sierra Financial Management Corporation	Wellesley	MA	11/2010	Present
Excalibur Management Corp	Waltham	MA	04/2020	Present

01/1985 → Present

Leggett & Leggett, Pc

Wellesley, MA
11/2010 → Present

Sierra Financial Management Corporation

Wellesley, MA
04/2020 → Present

Excalibur Management Corp

Waltham, MA

Previous Registrations

2011-12-07 → 2020-04-14

Sierra Financial Management Corporation

Wellesley, MA

Other Businesses

NAME OF OBA: ELECTECH SYSTEMS, LLC; ADDRESS OF OBA: WELLESLEY, MA 02482; NATURE: RESEARCH AND DEVELOPMENT; INVESTMENT RELATED: NO; TITLE WITH OBA: MANAGING MEMBER; DUTIES: RESEARCH; START DATE: 05/19/2025; APPROX. NUMBER OF HOURS/MONTH: 10; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-02-20

S65 Uniform Investment Adviser Law Examination

2001-02-20

View on SEC IAPD