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2 Theatre Square Suite 315, Orinda, CA 94563 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-05-01 |
Branch Locations
2 Theatre Square Suite 315, Orinda, CA 94563 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alps Distributors, Inc. | Denver | CO | 09/2016 | 04/2019 |
| Seafarer Capital Partners Llc | Larkspur | CA | 08/2016 | 04/2019 |
| Bell Investment Advisors, Inc. | Oakland | CA | 04/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-12-16 |
| S65 | Uniform Investment Adviser Law Examination | 2007-08-24 |
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