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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-23
CA RA APPROVED 2023-06-28
  • TX RA
    APPROVED
    Since 2025-05-23
  • CA RA
    APPROVED
    Since 2023-06-28

Branch Locations

Citi Retail Banking 451 Montgomery Street, 2Nd Floor- Suite 200, San Francisco, CA 94104 • United States

Cpwm Sales 8225 Laguna Blvd, Suite B, Elk Grove, CA 95758 • United States

Cwm Retail, Sales 7231 Greenhaven Drive, Sacramento, CA 95831 • United States

Cwm Retail, Sales 580 N. Main Street, Manteca, CA 95336 • United States

Elk Grove, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc El Dorado Hills CA 06/2015 11/2016
Wells Fargo Clearing Services, Llc El Dorado Hills CA 11/2016 06/2023
Citigroup Elk Grove CA 06/2023 Present
  • 06/2015 → 11/2016
    Wells Fargo Advisors, Llc
    El Dorado Hills, CA
  • 11/2016 → 06/2023
    El Dorado Hills, CA
  • 06/2023 → Present
    Citigroup
    Elk Grove, CA
Previous Registrations
  • 2015-06-30 → 2023-06-29
    Sacramento, CA
    Lodi, CA
    Sacramento, CA
    Galt, CA
    Galt, CA
    Lodi, CA
    Sacramento, CA
    Sacramento, CA
    Elk Grove, CA
    Galt, CA
    Galt, CA
    Lodi, CA
    Fresno, CA
  • 2011-10-03 → 2015-06-30
    Davis, CA
    Davis, CA
    Vacaville, CA
    Fairfield, CA
    Woodland, CA
    Fairfield, CA
    Sacramento, CA
    Vallejo, CA
    Elk Grove, CA
    Elk Grove, CA
  • 2009-05-02 → 2011-09-19
    Chase Investment Services Corp.
    Oakland, CA
    Yuba City, CA
    Bend, OR
    Bend, OR
    Canby, OR
    Vancouver, WA
    Corvallis, OR
    Vancouver, WA
    Vancouver, WA
    Corvallis, OR
    Battle Ground, WA
    Gresham, OR
    Gresham, OR
    Lake Oswego, OR
    Vancouver, WA
    Vancouver, WA
    Tigard, OR
    Portland, OR
    Vancouver, WA
    Eugene, OR
    Lake Oswego, OR
    Oregon City, OR
    Redmond, OR
    Eugene, OR
    Redmond, OR
    Longview, WA
    Portland, OR
    Springfield, OR
    Milwaukie, OR
    Longview, WA
    Roseburg, OR
    Vancouver, WA
    Sandy, OR
    Portland, OR
    Vancouver, WA
    Portland, OR
    Albany, OR
    Vancouver, WA
    Springfield, OR
    Portland, OR
    Lebanon, OR
    Portland, OR
    Prineville, OR
    Vancouver, WA
    Albany, OR
    Eugene, OR
    Vancouver, WA
    Milwaukie, OR
    Newberg, OR
    Newport, OR
    Bend, OR
    Eugene, OR
    Eugene, OR
    Springfield, OR
    Tigard, OR
    Tualatin, OR
    Eugene, OR
    Canby, OR
    Wilsonville, OR
    Vancouver, WA
    Vancouver, WA
    Washougal, WA
    Troutdale, OR
    West Linn, OR
    Myrtle Point, OR
    Sherwood, OR
    Yuba City, CA
    Chico, CA
    Livermore, CA
    Livermore, CA
  • 2009-02-18 → 2009-05-02
    Wamu Investments, Inc.
    Berkeley, CA
    Oakland, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-17
  • S66 Uniform Combined State Law Examination
    2009-02-17

View on SEC IAPD

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