Robert Allen Moug

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2024-01-19

MI RA
APPROVED

Since 2024-01-19

Branch Locations

Gaylord, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Avantax Investment Services, Inc.	Gaylord	MI	02/2000	01/2024
Avantax Advisory Services	Gaylord	MI	06/2010	01/2024
Lpl Financial Llc	Gaylord	MI	01/2024	Present

02/2000 → 01/2024

Avantax Investment Services, Inc.

Gaylord, MI
06/2010 → 01/2024

Avantax Advisory Services

Gaylord, MI
01/2024 → Present

Lpl Financial Llc

Gaylord, MI

Previous Registrations

2010-07-06 → 2024-01-19

Avantax Advisory Services

Farmington Hills, MI

Gaylord, MI

Other Businesses

1- 01/2024 / Moug & Associates PLLC / Non Variable Insurance Trails / Investment Related / start date 01/01/2000 2- 01/2024 / Moug Financial Inc / Tax Prep/Accounting/CPA / Investment Related / 80 Hrs Mnth / 4 Hrs during trading / start date 01/01/2000

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-05-11
S63	Uniform Securities Agent State Law Examination	2000-02-26

S66 Uniform Combined State Law Examination

2010-05-11
S63 Uniform Securities Agent State Law Examination

2000-02-26

Other Names

Robert Allen Moug Jr.
Bob Moug

View on SEC IAPD