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John Malloy

Wells Fargo Advisors Financial Network, LLC

Atlanta, GA

St. Louis, MO

Wells Fargo Clearing Services, LLC

Atlanta, GA

St. Louis, MO

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-03-04
  • GA RA
    APPROVED
    Since 2026-03-04

Branch Locations

3280 Peachtree Rd Ne Ste 300 & 400, Atlanta, GA 30305 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2011-11-23
  • GA RA
    APPROVED
    Since 2011-11-23

Branch Locations

3280 Peachtree Rd Ne Stes 300 & 400 [Support Center], Atlanta, GA 30305 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Atlanta GA 04/2008 Present
Wells Fargo Advisors Llc Atlanta GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Atlanta GA 11/2016 Present
  • 04/2008 → Present
    Wachovia Bank, N.A.
    Atlanta, GA
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Atlanta, GA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-22
S63 Uniform Securities Agent State Law Examination 2008-11-26
  • S66 Uniform Combined State Law Examination
    2011-11-22
  • S63 Uniform Securities Agent State Law Examination
    2008-11-26
Other Names
  • John Christopher Malloy

View on SEC IAPD

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