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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-27 |
| GA | RA | APPROVED | 2026-03-05 |
Branch Locations
3310 Old Alabama Rd, Alpharetta, GA 30022 • United States
10950 Jones Bridge Rd, Alpharetta, GA 30022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Ins Co | New York | NY | 04/2017 | 12/2017 |
| Homemaker | Atlanta | GA | 12/2017 | 04/2018 |
| Nylife Securities Llc | Atlanta | GA | 05/2018 | 02/2019 |
| Bloomingdale'S | Manhattan | NY | 08/2014 | 07/2017 |
| New York Life Insurance Co | Atlanta | GA | 04/2018 | 02/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cumming | GA | 04/2019 | Present |
| Macy's | Alpharetta | GA | 11/2021 | 01/2022 |
| Bank Of America, N.A. | Cumming | GA | 03/2026 | Present |
I*: 1295273Entity Type: ProfitName of OBA: Mountainlife Retreat LLCAddress: Alpharetta, GAInvestment Related: NoPosition, Title, Association: Member / ManagerStart Date:02/22/2022No Hours: 0 hrNo Hours during trading: 0Duties: Manager I*: 1295272Entity Type: ProfitName of OBA: Evins Walk 89 LLCAddress: Brookhaven, GAInvestment Related: NoPosition, Title, Association: Member / ManagerStart Date:11/05/2020No Hours: 2 hrs annuallyNo Hours during trading: 0Duties: Manager I*1295270, Entity Type: Entity For Profit, Name of OBA: T V 23 LLC, Address: Panama city Beach, Florida, 32407, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 05/01/2023, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties: Owner, Rental Property I*: 988261Entity Type: ProfitName of OBA: 4990 PCTC LLCAddress: Peachtree Corners, GAInvestment Related: NoPosition, Title, Association: Member / ManagerStart Date:11/05/2020No Hours: 1 hr mthlyNo Hours during trading: 0Duties: Manager I*: 986276Entity Type: ProfitName of OBA: WY Real Estate Ventures LLCAddress: Casper, WY /Alpharetta, GAInvestment Related: NoPosition, Title, Association: Member / ManagerStart Date:10/22/2020No Hours: 1 hr mthlyNo Hours during trading: 0Duties: Manager
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-03 |
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