Nicholas Sotirakopulos

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2011-04-15

NC RA
APPROVED

Since 2011-04-15

Branch Locations

114 Asheville Hwy, Brevard, NC 28712 • United States

68 Highway 107 S, Cashiers, NC 28717 • United States

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

733 W Main St, Sylva, NC 28779 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Brevard	NC	04/2011	Present

04/2011 → Present

Wells Fargo Advisors Llc

Brevard, NC

Previous Registrations

2007-09-14 → 2011-04-19

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hendersonville, NC

New York, NY

Other Businesses

JS PROPERTIES BREVARD, LLC, INVT RELATED, BREVARD, NC, 50% OWNERSHIP, START DATE 9/20/24, 1HRS PER MONTH, 0 HRS DURING TRADING, NO ACTIVITY PREVIOUS HOLDER FOR RENTAL PROPERTIES.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-09-13

S66 Uniform Combined State Law Examination

2007-09-13

Other Names

Nick John Sotirakopulos
Nicholas John Sotirakopulos

View on SEC IAPD