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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2020-12-14 |
| TX | RA | APPROVED | 2009-01-15 |
| NJ | RA | APPROVED | 2008-06-23 |
Branch Locations
2 Tower Center Blvd, East Brunswick, NJ 08816 • United States
2200 Fletcher Ave, Fort Lee, NJ 07024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Lee | NJ | 05/2008 | Present |
| Bank Of America, N.A. | Fort Lee | NJ | 12/2015 | Present |
I*3000270, Entity Type: , Name of OBA: CAPEX RESOURCES LLC PC TRACKING ACCOUNT FOR U/A 01/01/2025 , Address: east brunswick, New Jersey, 08816, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 10/13/2025, No Hours: 0 Weekly, No Hours during Trading: 0 Weekly, Duties: I*3000271, Entity Type: , Name of OBA: PAC WESTERN FINANCIAL LLC PC TRACKINGU/A 01/01/2025 , Address: east brunswich, New Jersey, 08816, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 10/13/2025, No Hours: 0 Weekly, No Hours during Trading: 0 Weekly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2007-05-26 |
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