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Vijaylakshmi Shetty

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palo Alto, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-06-30
TX RA APPROVED 2017-06-30
  • CA RA
    APPROVED
    Since 2017-06-30
  • TX RA
    APPROVED
    Since 2017-06-30

Branch Locations

3075A Hansen Way, Palo Alto, CA 94304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce, Fenner And Smith Inc San Jose CA 08/2011 11/2016
Bank Of America, N.A. San Jose CA 08/2011 11/2016
Tiaa Palo Alto CA 11/2016 04/2017
Tiaa-Cref Individual & Institutional Services, Llc Palo Alto CA 11/2016 04/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 06/2017 Present
Bank Of America, N.A. San Jose CA 06/2017 Present
Unemployed San Jose CA 04/2017 06/2017
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-11
  • S66 Uniform Combined State Law Examination
    2007-07-11
Other Names
  • Vijay Shetty

View on SEC IAPD

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