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Cynthia Rose Sforza

Lucidity Wealth Advisors Inc.

Brea, CA

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Current Employers
Lucidity Wealth Advisors Inc.

Brea, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-15
  • CA RA
    APPROVED
    Since 2023-08-15

Branch Locations

Brea, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Brokerage Services, Inc. Waverly IA 03/2016 09/2016
Cuna Mutual Group Waverly IA 03/2016 09/2016
Bronfman E.L. Rothschild Capital, Llc Madison WI 09/2016 06/2017
Bronfman E.L. Rothschild, Lp Madison WI 09/2016 06/2017
Creative Planning Irvine CA 07/2017 03/2021
Towneley Capital Management, Inc. Laguna Hills CA 03/2021 08/2023
University Of California, Irvine Irvine CA 02/2018 12/2019
Lucidity Wealth Advisors Inc. Brea CA 08/2023 Present
  • 03/2016 → 09/2016
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 03/2016 → 09/2016
    Cuna Mutual Group
    Waverly, IA
  • 09/2016 → 06/2017
    Bronfman E.L. Rothschild Capital, Llc
    Madison, WI
  • 09/2016 → 06/2017
    Bronfman E.L. Rothschild, Lp
    Madison, WI
  • 07/2017 → 03/2021
    Creative Planning
    Irvine, CA
  • 03/2021 → 08/2023
    Towneley Capital Management, Inc.
    Laguna Hills, CA
  • 02/2018 → 12/2019
    University Of California, Irvine
    Irvine, CA
  • 08/2023 → Present
    Lucidity Wealth Advisors Inc.
    Brea, CA
Previous Registrations
  • 2021-03-16 → 2023-08-22
    Towneley Capital Management, Inc.
    Laguna Hills, CA
  • 2017-07-25 → 2021-03-02
    Creative Planning
    Irvine, CA
    Overland Park, KS
  • 2016-09-21 → 2017-07-03
    Wealthspire Advisors
    Madison, WI
  • 2016-04-01 → 2016-09-28
    Cuna Brokerage Services, Inc.
    Madison, WI
    Madison, WI
    Lake Mills, WI
  • 2008-07-03 → 2016-02-04
    Cuna Brokerage Services, Inc.
    Mission Viejo, CA
    Huntington Beach, CA
    Costa Mesa, CA
    Fountain Valley, CA
  • 2007-07-30 → 2008-02-20
    Morgan Stanley & Co. Llc
    Santa Ana, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-27
  • S66 Uniform Combined State Law Examination
    2007-07-27
Designations
Other Names
  • Cindy Sforza
  • Cynthia Rose Sforza
  • Cynthia Sforza
  • Cynthia R Buss
  • Cynthia Sforza Buss

View on SEC IAPD

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