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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-01-10
TX RA APPROVED_RES 2016-08-16
GA RA APPROVED 2014-02-26
  • NC RA
    APPROVED
    Since 2022-01-10
  • TX RA
    APPROVED_RES
    Since 2016-08-16
  • GA RA
    APPROVED
    Since 2014-02-26

Branch Locations

900 Westpark Dr, Peachtree City, GA 30269 • United States

Dallas, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Kennesaw GA 02/2014 Present
Bank Of America, N.A. Kennesaw GA 03/2014 Present
Previous Registrations
Other Businesses

OWNER OF AN EBAY BUSINESS CALLED BOOKS4LESS. I SELL CHILDRENS BOOKS ONLINE IN AN AUCTION FORMAT. I*92286 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ROGERS HOLDINGS INVESTMENT RELATED: N ADDRESS OF BUSINESS: 1101 HITCHCOCK RD, DALLAS, GEORGIA 30157 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 4/29/2016 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: HOLDING REAL-ESTATE LAND AND RENTALS I*99670 For profit or not for profit: For-Profit Organization Name of outside business organization: Vincent Rogers Address of business: Dallas, Georgia 30157 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 11/1/2016 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Establishing farm business with IRS to sell timber and agriculture. I*516961 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Surf City, North Carolina, 28445 Nature of business: Position, title, association: Sole owner, Start date of relationship: 7/29/2021 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: ,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-29
S63 Uniform Securities Agent State Law Examination 2007-06-11
  • S66 Uniform Combined State Law Examination
    2012-08-29
  • S63 Uniform Securities Agent State Law Examination
    2007-06-11
Other Names
  • Vince Rogers
  • Vincent Michael Rogers
  • Vincent Michael Rogers
  • Vincent Rogers
  • Vincent Michael Rogers

View on SEC IAPD

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