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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-01-10 |
| TX | RA | APPROVED_RES | 2016-08-16 |
| GA | RA | APPROVED | 2014-02-26 |
Branch Locations
900 Westpark Dr, Peachtree City, GA 30269 • United States
Dallas, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kennesaw | GA | 02/2014 | Present |
| Bank Of America, N.A. | Kennesaw | GA | 03/2014 | Present |
OWNER OF AN EBAY BUSINESS CALLED BOOKS4LESS. I SELL CHILDRENS BOOKS ONLINE IN AN AUCTION FORMAT. I*92286 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ROGERS HOLDINGS INVESTMENT RELATED: N ADDRESS OF BUSINESS: 1101 HITCHCOCK RD, DALLAS, GEORGIA 30157 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 4/29/2016 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: HOLDING REAL-ESTATE LAND AND RENTALS I*99670 For profit or not for profit: For-Profit Organization Name of outside business organization: Vincent Rogers Address of business: Dallas, Georgia 30157 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 11/1/2016 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Establishing farm business with IRS to sell timber and agriculture. I*516961 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Surf City, North Carolina, 28445 Nature of business: Position, title, association: Sole owner, Start date of relationship: 7/29/2021 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-11 |
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