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8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2025-12-05 |
| LA | RA | APPROVED | 2025-09-22 |
| CO | RA | APPROVED | 2023-02-16 |
Branch Locations
1975 Research Parkway Suite 135, Colorado Springs, CO 80920 • United States
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Greenwood Village | CO | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Greenwood Village | CO | 11/2016 | 12/2019 |
| Wells Fargo Clearing Services, Llc | Colorado Springs | CO | 03/2020 | 02/2023 |
| Ashton Thomas Private Wealth, Llc | Colorado Springs | CO | 02/2023 | Present |
| M. S. Howells & Co | Scottsdale | AZ | 02/2023 | 08/2026 |
| Usca Securities Llc | Houston | TX | 08/2026 | Present |
1. 2/2023 Ashton Thomas Private Wealth, Scottsdale, AZ; Investment related; investment advisor; managing wealth advisor; managing client portfolios. Devote 160 hours per month and during market hours 2. 2/2023 Ashton Thomas insurance Agency, Scottsdale, AZ non-investment related; life Insurance sales; life insurance agent; devote 15 hours per month and 10 hours during market hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-10 |
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