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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2013-01-02
  • NJ RA
    APPROVED
    Since 2013-01-02

Branch Locations

1 Northwestern Blvd, Albany, NY 12211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Albany NY 12/2012 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 11/2012 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 12/2012 → Present
    Albany, NY
  • 11/2012 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Other Businesses

1)MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2)BOARD MEMBER NONPROFIT, 9 BRIAR CLIFF MANOR, BETHEL, , CONNECTICUT, 06801, UNITED STATES OF AMERICA, START DATE: 05/02/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD MEMBER, NOT INVESTMENT RELATED 3) 100% OWNER, 53 WOBBLY LN, 53 WOBBLY LN, KILLINGTON, , VERMONT, 05751, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 03/25/2021, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNERSHIP AND LANDLORD 4) ALIGNED HOLDINGS LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 11/6/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+; ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-03
  • S66 Uniform Combined State Law Examination
    2008-03-03
Other Names
  • Braelin G Thornton
  • Braelin G. Thornton Zarzycki
  • Braelin G. Thornton

View on SEC IAPD

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