Best Investors
Account
Sign in
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2013-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Albany | NY | 12/2012 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 11/2012 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1)MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2)BOARD MEMBER NONPROFIT, 9 BRIAR CLIFF MANOR, BETHEL, , CONNECTICUT, 06801, UNITED STATES OF AMERICA, START DATE: 05/02/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD MEMBER, NOT INVESTMENT RELATED 3) 100% OWNER, 53 WOBBLY LN, 53 WOBBLY LN, KILLINGTON, , VERMONT, 05751, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 03/25/2021, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNERSHIP AND LANDLORD 4) ALIGNED HOLDINGS LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 11/6/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+; ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-03 |
Reach out to this advisor