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Michael James Ferraro

Alliancebernstein L.P.

Chicago, IL

Mill Valley, CA

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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-25
IL RA APPROVED 2025-04-25
  • CA RA
    APPROVED
    Since 2025-04-25
  • IL RA
    APPROVED
    Since 2025-04-25

Branch Locations

227 West Monroe Street Suite 5900, Chicago, IL 60606 • United States

Mill Valley, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock New York NY 10/2015 10/2022
Blackrock Investments, Llc New York NY 10/2015 10/2022
Envestnet Securities Inc. Mill Valley CA 05/2024 04/2025
Envestnet Inc./Envestnet Asset Management Chicago IL 10/2022 04/2025
Sanford C. Bernstein & Co., Llc San Francisco CA 04/2025 Present
  • 10/2015 → 10/2022
    Blackrock
    New York, NY
  • 10/2015 → 10/2022
    Blackrock Investments, Llc
    New York, NY
  • 05/2024 → 04/2025
    Envestnet Securities Inc.
    Mill Valley, CA
  • 10/2022 → 04/2025
    Envestnet Inc./Envestnet Asset Management
    Chicago, IL
  • 04/2025 → Present
    Sanford C. Bernstein & Co., Llc
    San Francisco, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-08-11
S65 Uniform Investment Adviser Law Examination 2016-05-23
  • S63 Uniform Securities Agent State Law Examination
    2025-08-11
  • S65 Uniform Investment Adviser Law Examination
    2016-05-23
Other Names
  • Mike Ferraro

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
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