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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

1111 Route 110 Ste 355, Farmingdale, NY 11735 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Farmingdale NY 03/2006 Present
Pfs Investments Inc. Farmingdale NY 04/2007 Present
Nbc Universal New York NY 03/2010 Present
  • 03/2006 → Present
    Primerica Financial Services
    Farmingdale, NY
  • 04/2007 → Present
    Farmingdale, NY
  • 03/2010 → Present
    Nbc Universal
    New York, NY
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-10-14
  • S63 Uniform Securities Agent State Law Examination
    2009-10-14

View on SEC IAPD

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