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Aaron Andrew Clark

Ubs Financial Services Inc.

Chicago, IL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2025-02-27
TX RA APPROVED 2025-02-27
IL RA APPROVED 2025-02-25
  • OK RA
    APPROVED
    Since 2025-02-27
  • TX RA
    APPROVED
    Since 2025-02-27
  • IL RA
    APPROVED
    Since 2025-02-25

Branch Locations

One North Wacker Drive Ste 3300, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Chicago IL 02/2014 01/2022
Ubs Securities Llc Chicago IL 01/2022 02/2025
Ubs Financial Service, Inc. Chicago IL 02/2025 Present
  • 02/2014 → 01/2022
    Ubs Financial Services Inc.
    Chicago, IL
  • 01/2022 → 02/2025
    Ubs Securities Llc
    Chicago, IL
  • 02/2025 → Present
    Ubs Financial Service, Inc.
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-17
S63 Uniform Securities Agent State Law Examination 2008-02-13
  • S66 Uniform Combined State Law Examination
    2024-12-17
  • S63 Uniform Securities Agent State Law Examination
    2008-02-13
Other Names
  • Andrew Clark Aaron
  • Aaron Andrew Andrew Clark

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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