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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2010-08-09 |
Branch Locations
41 S. High Street, Larue, OH 43332 • United States
218 Depot Street, Wauseon, OH 43567 • United States
6711 Monroe Street Building V, Sylvania, OH 43560 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Shaw-Wyse Inc. | Sylvania | OH | 06/2002 | Present |
| Massmutual Financial Group | Sylvania | OH | 06/2005 | Present |
| Mml Investor Services Inc | Sylvania | OH | 04/2007 | Present |
(1) NAME: SHAW- WYSE, INC INV REL: Y ADD: 6711 MONROE ST. BLDG V, SYLVANIA, OH 43560 NATURE: LIFE, HEALTH AND FIXED ANNUITIES POSITION: AGENT START DATE: 2008 HR/MO: 5 HR/MO DURING SEC TRADING: 5 (2) NAME: TYLER C. WYSE FINANCIAL SERVICES LLC INV REL: Y ADD: 6711 MONROE ST. BUILDING V, SYLVANIA OHIO 43560 NATURE/DUTIES: OWNER OF LLC FOR PASS THROUGH COMPENSATION POSITION: OWNER START DATE: 02/13/2024 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 (3) NAME: WYSE FAMILY MANAGEMENT COMPANY, LLC INV REL: Y ADD: 6711 MONROE ST. BUILDING V, SYLVANIA OHIO 43560 NATURE/DUTIES: OWNER OF LLC ORGANIZED TO EMPLOY MY MINOR CHILDREN FOR ANCILLARY OFFICE JOBS POSITION: OWNER START DATE: 10/01/2024 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-06-07 |
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