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22 Calendar Court 2Nd Floor, La Grange, IL 60525 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-24 |
Branch Locations
1880 Century Park East Ste 1008, Los Angeles, CA 90067 • United States
22 Calendar Court 2Nd Floor, La Grange, IL 60525 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Los Angeles | CA | 08/2008 | Present |
| Horizon Wealth Management, Llc | Los Angeles | CA | 05/2022 | Present |
| The Heymont Group | Los Angeles | CA | 01/2020 | 05/2022 |
| Heymont & Company, Inc. | Los Angeles | CA | 02/2010 | 12/2019 |
1. 05/04/2022 - BABS MICHAEL, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 05/13/2022 - 0 Hours Per Month/ 0 Hours During Securities Trading. 2. 06/30/2022 - Horizon Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 05/20/2022 - 160 Hours Per Month/ 80 Hours During Securities Trading - I provide investment advisory services through Horizon Wealth Management, an independent investment advisor firm. I started this business activity in 05/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/06/2023 - HORIZON WEALTH WEST LLC - Insurance Agency - Investment Related - At Reported Business Location(s) - Start Date 07/06/2023 - 5 Hours Per Month/ 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-12-18 |
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