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John Michael Flynn

LPl Enterprise, LLC

Bedminster, NJ

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-01-08
  • NJ RA
    APPROVED
    Since 2025-01-08

Branch Locations

135 Us Highway 202/206 Suite 3, Bedminster, NJ 07921 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities, Llc. Melville NY 11/2015 10/2016
Axa Advisors, Llc Woodbury NY 10/2016 02/2020
Pruco Securities, Llc. Basking Ridge NJ 07/2024 11/2024
Value Line New York NY 02/2020 05/2022
Caretaker Queens NY 05/2022 11/2022
Gds Group New York NY 11/2022 02/2023
Unpaid Caretaker Queens NY 02/2023 11/2024
Lpl Enterprise, Llc Basking Ridge NJ 11/2024 Present
  • 11/2015 → 10/2016
    Nylife Securities, Llc.
    Melville, NY
  • 10/2016 → 02/2020
    Axa Advisors, Llc
    Woodbury, NY
  • 07/2024 → 11/2024
    Pruco Securities, Llc.
    Basking Ridge, NJ
  • 02/2020 → 05/2022
    Value Line
    New York, NY
  • 05/2022 → 11/2022
    Caretaker
    Queens, NY
  • 11/2022 → 02/2023
    Gds Group
    New York, NY
  • 02/2023 → 11/2024
    Unpaid Caretaker
    Queens, NY
  • 11/2024 → Present
    Basking Ridge, NJ
Previous Registrations
  • 2016-10-07 → 2020-02-11
    Melville, NY
  • 2012-10-01 → 2014-10-09
    New York, NY
    New York, NY
  • 2009-05-07 → 2012-10-01
    Chase Investment Services Corp.
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-10
S63 Uniform Securities Agent State Law Examination 2001-07-30
  • S66 Uniform Combined State Law Examination
    2025-03-10
  • S63 Uniform Securities Agent State Law Examination
    2001-07-30

View on SEC IAPD

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