Ricky Peter Tredwin

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NM	RA	APPROVED	2021-11-12
TX	RA	APPROVED	2021-11-11

NM RA
APPROVED

Since 2021-11-12
TX RA
APPROVED

Since 2021-11-11

Branch Locations

6723 Academy Road Ne, Albuquerque, NM 87109 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

6723 Academy Road Ne Ste B, Albuquerque, NM 87109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	07/2007	11/2021
Lpl Financial Llc	Albuquerque	NM	11/2021	Present

07/2007 → 11/2021

Edward Jones

St Louis, MO
11/2021 → Present

Lpl Financial Llc

Albuquerque, NM

Previous Registrations

2007-07-24 → 2021-11-05

Edward Jones

Taos, NM

St Louis, MO

Albuquerque, NM

Other Businesses

1) 11/2021- Altalune Wealth Advisors- DBA for LPL Business (entity for LPL business)- inv. Related- ALBUQUERQUE NM 2) 10/13/2022 - MS Insentra - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 08/01/2022 - 2 Hours Per Month/2 Hours During Securities Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-07-13

S66 Uniform Combined State Law Examination

2007-07-13

Other Names

Ricky Tredwin
Ric P. Tredwin
Ricky P. Tredwin

View on SEC IAPD