Jonathon Andrew Roth

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-06-16
CA	RA	APPROVED	2014-01-02

TX RA
APPROVED_RES

Since 2021-06-16
CA RA
APPROVED

Since 2014-01-02

Branch Locations

Roseville, CA • United States

301 Banner Ct Ste 1, Modesto, CA 95356 • United States

2998 Douglas Blvd Ste 330, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Ins Co	Roseville	CA	09/2013	Present
Principal Securities Inc	Roseville	CA	03/2016	Present
Kleiderlein Wealth Advisors Group	Roseville	CA	02/2026	Present

09/2013 → Present

Principal Life Ins Co

Roseville, CA
03/2016 → Present

Principal Securities Inc

Roseville, CA
02/2026 → Present

Kleiderlein Wealth Advisors Group

Roseville, CA

Previous Registrations

2011-10-05 → 2013-09-06

Concourse Financial Group Securities, Inc.

Alameda, CA

Birmingham, AL

Roseville, CA
2010-07-02 → 2011-07-07

Morgan Stanley

Palo Alto, CA
2007-07-30 → 2010-12-20

Brownson, Rehmus & Foxworth, Inc.

Chicago, IL

Other Businesses

**Fixed Insurance; Investment Related; 1478 Stone Point Drive, Suite 390, Roseville, CA 95661; Insurance Agent; sales and service of life, disability, annuity, health and long-term care insurance through various carriers; Start Date: 08/30/2018; 1 hrs per month; 1 during trading hours. **ADVNC LACROSSE POSITION: Lacrosse Coach NATURE: Paid Lacrosse Coach INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/22/2023 ADDRESS: 416 SIENNA RIVER COURT, ROSEVILLE, CA 95747, United States DESCRIPTION: I will be coaching a summer tournament team for the youth lacrosse club. No other duties related to running the club, just coaching a team. **ROSEVILLE YOUTH LACROSSE POSITION: Vice President NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2023 ADDRESS: 416 SIENNA RIVER COURT, ROSEVILLE, CA 95747, United States DESCRIPTION: Youth sports organization vice president board of directors. **KLEIDERLEIN WEALTH ADVISORS GROUP (DBA) POSITION: Kleiderlein Wealth Advisory Group NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 02/01/2026 ADDRESS: 1478 Stone Point Drive, Suite 390, ROSEVILLE CA 95661, United States DESCRIPTION: Working as a financial advisor on a team with Mark Kleiderlein and Cory Kelly. Serving clients with financial planning, investment management and insurance needs.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2010-09-02
S65	Uniform Investment Adviser Law Examination	2007-07-27

S63 Uniform Securities Agent State Law Examination

2010-09-02
S65 Uniform Investment Adviser Law Examination

2007-07-27

Designations

View on SEC IAPD