Johnathan Richard Pulleyn

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2023-12-05

NC RA
APPROVED

Since 2023-12-05

Branch Locations

Clayton, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Securities Corporation	Raleigh	NC	08/2014	11/2023
Lpl Financial Llc	Raleigh	NC	12/2023	Present

08/2014 → 11/2023

Lincoln Financial Securities Corporation

Raleigh, NC
12/2023 → Present

Lpl Financial Llc

Raleigh, NC

Previous Registrations

2014-08-01 → 2023-12-04

Osaic Fs, Inc.

Clayton, NC

Raleigh, NC
2008-04-03 → 2014-08-08

Woodbury Financial Services, Inc.

Clayton, NC

Raleigh, NC

Clayton, NC

Cary, NC
2007-07-26 → 2008-03-27

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wilson, NC

Raleigh, NC

Other Businesses

1) 07/2023 - JOCO CONTRACTING, LLC / Business Owner / Owner / Inv. Related / Clayton NC / Start date 09/15/2022 - 15% Time Spent 2) 07/2023 - Freedom Wealth Advisors / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)190 Hrs per month / 80% Time Spent

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-07-25

S66 Uniform Combined State Law Examination

2007-07-25

Designations

Other Names

John Pulleyn

View on SEC IAPD