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Audra Renae Pritt

Wells Fargo Clearing Services, LLC

Charleston, WV

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2024-01-30
TX RA APPROVED_RES 2024-01-24
  • WV RA
    APPROVED
    Since 2024-01-30
  • TX RA
    APPROVED_RES
    Since 2024-01-24

Branch Locations

500 Lee St Ste 401 Laidley Tower, Charleston, WV 25301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Charleston WV 08/2014 08/2019
Jpmorgan Securities, Llc. Charleston WV 08/2019 01/2024
Wells Fargo Clearing Services, Llc Charleston WV 01/2024 Present
  • 08/2014 → 08/2019
    Jp Morgan Securities
    Charleston, WV
  • 08/2019 → 01/2024
    Jpmorgan Securities, Llc.
    Charleston, WV
  • 01/2024 → Present
    Wells Fargo Clearing Services, Llc
    Charleston, WV
Previous Registrations
  • 2014-09-09 → 2024-01-25
    J.P. Morgan Securities Llc
    Charleston, WV
    Charleston, WV
    Charleston, WV
    Charleston, WV
    Chapmanville, WV
    Valley Stream, NY
    Logan, WV
  • 2011-03-10 → 2012-08-21
    Chase Investment Services Corp.
    Charleston, WV
    Scott Depot, WV
    Milton, WV
    Charleston, WV
    St. Albans, WV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-11
S65 Uniform Investment Adviser Law Examination 2011-03-04
S63 Uniform Securities Agent State Law Examination 2007-05-22
  • S66 Uniform Combined State Law Examination
    2014-11-11
  • S65 Uniform Investment Adviser Law Examination
    2011-03-04
  • S63 Uniform Securities Agent State Law Examination
    2007-05-22
Other Names
  • Audra Barnette
  • Audra Renae Barnette

View on SEC IAPD

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