Stephanie Ascoli

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-07-03

FL RA
APPROVED

Since 2024-07-03

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Miami	FL	05/2007	Present
Ubs Financial Services Inc	Coral Gables	FL	07/2024	Present

05/2007 → Present

Citigroup Global Markets Inc.

Miami, FL
07/2024 → Present

Ubs Financial Services Inc

Coral Gables, FL

Previous Registrations

2007-08-07 → 2024-04-12

Citigroup Global Markets Inc.

Miami, FL

Plainview, NY

Bay Shore, NY

Ny, NY

New York, NY

New York, NY

Miami, FL

New York, NY

Miami, FL

Miami, FL

Other Businesses

Grupo Solid, Panama, Guatemala-10100, Company, Paint manufacture and distribution, Executive director, Limited to receiving monthly reports, no discretion on business decisions, start date-1/5/2004.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-08-03

S66 Uniform Combined State Law Examination

2007-08-03

Other Names

Stephanie Ascoli Montano

View on SEC IAPD