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David E Herlihy

Captrust

Boston, MA

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-06-10
  • MA RA
    APPROVED
    Since 2024-06-10

Branch Locations

One Liberty Square 13Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Boston MA 03/2007 12/2019
Fidelity Brokerage Services Llc Boston MA 06/2007 12/2020
National Financial Services Llc Boston MA 09/2013 12/2020
Slavic Mutual Fund Management Corp Sudbury MA 01/2020 01/2024
Slavic Wealth Management, Inc. Sudbury MA 07/2023 01/2024
Capfinancial Partners Llc (Captrust) Raleigh NC 05/2024 Present
Travel Boston MA 02/2024 04/2024
  • 03/2007 → 12/2019
    Fidelity Investments
    Boston, MA
  • 06/2007 → 12/2020
    Fidelity Brokerage Services Llc
    Boston, MA
  • 09/2013 → 12/2020
    National Financial Services Llc
    Boston, MA
  • 01/2020 → 01/2024
    Slavic Mutual Fund Management Corp
    Sudbury, MA
  • 07/2023 → 01/2024
    Slavic Wealth Management, Inc.
    Sudbury, MA
  • 05/2024 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
  • 02/2024 → 04/2024
    Travel
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-02
S63 Uniform Securities Agent State Law Examination 2007-08-16
  • S65 Uniform Investment Adviser Law Examination
    2023-02-02
  • S63 Uniform Securities Agent State Law Examination
    2007-08-16
Other Names
  • David E Herlihy
  • David E Herlihy
  • David E Herlihy

View on SEC IAPD

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Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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