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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-11-14
  • OH RA
    APPROVED
    Since 2024-11-14

Branch Locations

2 Summit Park Dr Suite 215, Independence, OH 44131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Independence OH 02/2023 11/2024
Highdive Partners Llc Shaker Heights OH 04/2021 Present
Unemployed Shaker Heights OH 04/2020 04/2021
Kappus Company Cleveland OH 11/2018 04/2020
Crosscountry Mortgage, Inc. Brecksville OH 09/2009 10/2018
The Prudential Insurance Company Of America Independence OH 07/2023 Present
Lpl Enterprise, Llc Independence OH 11/2024 Present
  • 02/2023 → 11/2024
    Independence, OH
  • 04/2021 → Present
    Highdive Partners Llc
    Shaker Heights, OH
  • 04/2020 → 04/2021
    Unemployed
    Shaker Heights, OH
  • 11/2018 → 04/2020
    Kappus Company
    Cleveland, OH
  • 09/2009 → 10/2018
    Crosscountry Mortgage, Inc.
    Brecksville, OH
  • 07/2023 → Present
    The Prudential Insurance Company Of America
    Independence, OH
  • 11/2024 → Present
    Independence, OH
Previous Registrations
Other Businesses

1.08/21/2024; HIGHDIVE PARTNERS; Business enitity for tax purposes only; YES inv related; 10 hr/ mo non trading; 0 hr/ mo trading ; 04/03/2008 HIGHDIVE PARTNERS, LLC POSITION: Owner NATURE: Accommodation, Hospitality and Food Service INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 04/21/2023 ADDRESS: 22775 Douglas Road, Shaker Heights OH 44122, United States DESCRIPTION: Work with business owners to find funding sources and also provide culinary expertise.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-07
S63 Uniform Securities Agent State Law Examination 2007-06-22
  • S66 Uniform Combined State Law Examination
    2023-07-07
  • S63 Uniform Securities Agent State Law Examination
    2007-06-22
Other Names
  • Seth Workman
  • Seth Alan Workman

View on SEC IAPD

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