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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2010-09-21 |
Branch Locations
1162 Pittsford Victor Rd Ste 200, Pittsford, NY 14534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | East Syracuse | NY | 02/2009 | Present |
| R Paul Dodd | East Syracuse | NY | 05/2007 | 01/2019 |
| Trappers Pub | Syracuse | NY | 12/2015 | Present |
| Francis Clement | Pittsford | NY | 02/2019 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2021 | Present |
MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 2009-04-04 |
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