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1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2023-03-08 |
Branch Locations
101 Seaport Blvd, 11Th Floor, Boston, MA 02210 • United States
Manchester, NH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Private Client Wealth Llc | Concord | NH | 10/2015 | 11/2017 |
| Td Bank, N.A. | Concord | NH | 10/2015 | 11/2017 |
| Gwfs Equities, Inc | Greenwood Village | CO | 09/2019 | 02/2023 |
| Unemployed | Manchester | NH | 11/2017 | 01/2018 |
| Insulating Technologies | Candia | NH | 01/2018 | 09/2019 |
| Allspring Funds Distributor, Llc | Boston | MA | 02/2023 | Present |
| Allspring Funds Management, Llc | Boston | MA | 02/2023 | Present |
Owner of Rental property since June 2011. The three-family home is located at 337 Pearl Street, Manchester, NH 03104. Devotes approximately 2 to 5 hours per month to this business, outside of securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-06-16 |
| S66 | Uniform Combined State Law Examination | 2008-02-18 |
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