Richard Kinkade Jr.

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-04-08

FL RA
APPROVED

Since 2024-04-08

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Coral Gables	FL	01/2010	06/2021
Strategy Asset Managers, Llc	Coral Gables	FL	06/2021	03/2024
The Leaders Group Inc	Littleton	CO	01/2023	03/2024
Ubs Financial Services, Inc	Coral Gables	FL	04/2024	Present

01/2010 → 06/2021

Ubs Financial Services Inc.

Coral Gables, FL
06/2021 → 03/2024

Strategy Asset Managers, Llc

Coral Gables, FL
01/2023 → 03/2024

The Leaders Group Inc

Littleton, CO
04/2024 → Present

Ubs Financial Services, Inc

Coral Gables, FL

Previous Registrations

2021-07-12 → 2024-03-07

Strategy Asset Managers L.L.C.

Coral Gables, FL
2010-01-01 → 2021-06-30

Ubs Financial Services Inc.

Coral Gables, FL
2007-05-24 → 2010-01-01

Ubs International Inc.

Coral Gables, FL

Other Businesses

1.) STRATEGY ASSET MANAGERS LLC - 6/18/2021 - 790 E Colorado Blvd, Suite 200, Pasadena, CA 91101 - Advisor, Client advisor, Invt Rel, RA business, 80 hrs/mo; 80 hrs/mo (during trading hours).

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-05-22

S66 Uniform Combined State Law Examination

2007-05-22

Other Names

Richard Paisley Kinkade
Richard Paisley Kinkade

View on SEC IAPD