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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-11-12 |
| AK | RA | APPROVED | 2010-05-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Anchorage | AK | 05/2010 | Present |
| Bank Of America, Na | Anchorage | AK | 06/2010 | Present |
I* 464014 Entity Type: N/A Name of OBA: Alaska Economic Development Corporation Address:Anchorage, AK Investment Related:No Position, Title, Association:Director Start Date:12/11/2018 No Hours: 5 Monthly No Hours during trading:2 Duties:Serve as a resource to the organization in support of completing the annualstrategic assessment that identifies and evaluates trends impacting businessattraction, growth and retention. Serve as a resource for the development of strategies. I* 456167 Entity Type: Charitable Name of OBA: Alaska General Contractors Association Address:Anchorage, AK Investment Related:No Position, Title, Association:Committee Start Date:09/19/2018 No Hours: 5 Yearly No Hours during trading:0 Duties:working with nominating committee to draft a list of candidates qualified to serve as a BOD
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-02 |
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