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Brian David Stokes

Morgan Stanley

Ponte Vedra Beach, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-03-23
GA RA APPROVED 2009-10-01
FL RA APPROVED 2009-09-29
  • TX RA
    APPROVED_RES
    Since 2012-03-23
  • GA RA
    APPROVED
    Since 2009-10-01
  • FL RA
    APPROVED
    Since 2009-09-29

Branch Locations

50 A1A North, Suite 112, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Ponte Vedra Beach FL 09/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 09/2009 → Present
    Morgan Stanley Smith Barney Llc
    Ponte Vedra Beach, FL
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2006-01-20 → 2009-09-18
    Alliancebernstein L.P.
    Jacksonville, FL
    Nashville, TN
  • 2001-03-28 → 2006-01-11
    Morgan Stanley Dw Inc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-06
S63 Uniform Securities Agent State Law Examination 2002-07-05
  • S65 Uniform Investment Adviser Law Examination
    2002-09-06
  • S63 Uniform Securities Agent State Law Examination
    2002-07-05
Other Names
  • Brian David Stokes

View on SEC IAPD

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