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Stamford, CT • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-02-08 |
| VT | RA | APPROVED | 2010-02-16 |
| MA | RA | APPROVED | 2010-02-11 |
| MD | RA | APPROVED | 2010-02-03 |
| NH | RA | APPROVED | 2010-02-03 |
| CA | RA | APPROVED | 2010-02-02 |
| FL | RA | APPROVED | 2007-08-06 |
| CT | RA | APPROVED | 2007-06-28 |
| NJ | RA | APPROVED | 2007-06-28 |
| NC | RA | APPROVED | 2007-06-28 |
| TX | RA | APPROVED_RES | 2007-04-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oak Financial Group, Inc. | Stamford | CT | 05/2006 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-23 |
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