Steven John Andriola

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2010-06-17

MI RA
APPROVED

Since 2010-06-17

Branch Locations

901 3Rd Avenue South, Minneapolis, MN 55402 • UNITED STATES

1441 W Long Lake Rd Ste 250, Troy, MI 48098-4436 • United States

Troy, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Minneapolis	MN	10/2009	03/2020
Ameriprise Financial Services, Inc.	Troy	MI	10/2009	03/2020
Ameriprise Financial Services, Llc	Troy	MI	03/2020	Present

10/2009 → 03/2020

Ameriprise Financial Services, Inc.

Minneapolis, MN
10/2009 → 03/2020

Ameriprise Financial Services, Inc.

Troy, MI
03/2020 → Present

Ameriprise Financial Services, Llc

Troy, MI

Previous Registrations

2004-12-08 → 2009-10-05

Ameriprise Advisor Services, Inc.

Detroit, MI

Detroit, MI

Other Businesses

Name of Activity: President, Tuesday Jr. House League; Date Activity Started/Modified/Ended: 12/26/2023; Type of Activity: Other - Sanctioned Bowling league; Role/Relationship: Officer; Responsibilities: Review and audit league financials; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-10-01

S66 Uniform Combined State Law Examination

2003-10-01

View on SEC IAPD