Patrick Fleming

Ameriprise Financial Services, LLC

Rochester Hills, MI

Claim This Profile

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-02-17
MI	RA	APPROVED	2021-01-14

TX RA
APPROVED

Since 2021-02-17
MI RA
APPROVED

Since 2021-01-14

Branch Locations

Rochester Hills, MI • United States

101 W Big Beaver Rd Ste 425, Troy, MI 48084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charter One Bank	Clinton Twp	MI	04/2014	12/2016
Cco Investment Services	Clinton Twp	MI	04/2014	12/2016
Ameriprise Financial Services, Llc	Troy	MI	06/2019	Present
United Shore	Pontiac	MI	01/2017	01/2019
Unemployed	Clinton Twp	MI	01/2019	06/2019

04/2014 → 12/2016

Charter One Bank

Clinton Twp, MI
04/2014 → 12/2016

Cco Investment Services

Clinton Twp, MI
06/2019 → Present

Ameriprise Financial Services, Llc

Troy, MI
01/2017 → 01/2019

United Shore

Pontiac, MI
01/2019 → 06/2019

Unemployed

Clinton Twp, MI

Previous Registrations

2014-10-24 → 2016-12-19

Citizens Securities, Inc.

Clinton Township, MI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-12-04
S65	Uniform Investment Adviser Law Examination	2014-10-21
S63	Uniform Securities Agent State Law Examination	2007-05-08

S66 Uniform Combined State Law Examination

2020-12-04
S65 Uniform Investment Adviser Law Examination

2014-10-21
S63 Uniform Securities Agent State Law Examination

2007-05-08

Other Names

Patrick M Fleming
Patrick Michael Fleming
Patrick Fleming

View on SEC IAPD

More in Rochester Hills, MI

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor