Elizabeth Marie Buckly

Current Employers

Assetmark, Inc.

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2018-11-29

CA RA
APPROVED

Since 2018-11-29

Branch Locations

Simi Valley, CA • United States

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
National Planning Corporation	Santa Monica	CA	04/2007	01/2018
National Planning Corporation	Santa Monica	CA	08/2007	01/2018
Unemployed	Canoga Park	CA	02/2018	03/2018
Lash & Brow Affair, Llc	Canoga Park	CA	03/2018	10/2020
Assetmark Financial Holdings, Inc	Simi Valley	CA	11/2018	Present
Assetmark Brokerage, Llc	Simi Valley	CA	11/2018	Present

04/2007 → 01/2018

National Planning Corporation

Santa Monica, CA
08/2007 → 01/2018

National Planning Corporation

Santa Monica, CA
02/2018 → 03/2018

Unemployed

Canoga Park, CA
03/2018 → 10/2020

Lash & Brow Affair, Llc

Canoga Park, CA
11/2018 → Present

Assetmark Financial Holdings, Inc

Simi Valley, CA
11/2018 → Present

Assetmark Brokerage, Llc

Simi Valley, CA

Previous Registrations

2010-11-24 → 2018-02-13

National Planning Corporation

Los Angeles, CA

Other Businesses

ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 11/2018 - 160 HRS / MONTHLY - REGIONAL RETIREMENT CONSULTANT OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-11-19

S66 Uniform Combined State Law Examination

2010-11-19

Other Names

Elizabeth Marie Buckley

View on SEC IAPD