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Serena Angelique Dupuy

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Reston, VA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2020-11-12
TX RA APPROVED 2009-04-02
VA RA APPROVED 2008-11-06
  • WV RA
    APPROVED
    Since 2020-11-12
  • TX RA
    APPROVED
    Since 2009-04-02
  • VA RA
    APPROVED
    Since 2008-11-06

Branch Locations

11951 Freedom Dr, Reston, VA 20190 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Leesburg VA 05/2004 Present
  • 05/2004 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Leesburg, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-03
  • S66 Uniform Combined State Law Examination
    2008-11-03
Other Names
  • Serena Dupuy

View on SEC IAPD

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Other Offices

MASON INVESTMENT ADVISORY SERVICES INC · RESTON, VA
STAPLE INVESTMENTS LLC · RESTON, VA
CETERA INVESTMENT ADVISERS LLC · RESTON, VA
CERITY PARTNERS LLC · RESTON, VA
AUTUMN WIND ASSET MANAGEMENT INC · RESTON, VA
HOULIHAN FINANCIAL RESOURCE GROUP, LTD. · RESTON, VA
F L PUTNAM INVESTMENT MANAGEMENT CO. · RESTON, VA
WEALTHSPIRE ADVISORS · Reston, VA

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