Andrew Kreston Rose

Current Employers

Employment History

• 04/2007 → 02/2017
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 05/2008 → 02/2017
  Northwestern Mutual Investment Services, Llc
  Raleigh, NC
• 01/2016 → 02/2017
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 03/2017 → 11/2018
  Sii
  Raleigh, NC
• 11/2018 → Present
  Osaic Wealth, Inc.
  Raleigh, NC

Previous Registrations

• 2017-03-02 → 2018-11-02
  Signator Investors, Inc.
  Raleigh, NC
• 2014-02-21 → 2017-03-06
  Northwestern Mutual Investment Services, Llc
  Raleigh, NC

Other Businesses

1. Insurance Broker: Life, Annuities, LTC, DI, multiple carriers, insurance brokerage, broker, Mar 2, 2017, Approx. 5 hours per month and 1 trading hour..... 2. HUB INTERNATIONAL POSITION: Broker NATURE: Insurance Agency - I do group Health Insurance Benefits INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2010 ADDRESS: 4020 Westchase Blvd, Suite 300, Raleigh NC 27607, United States DESCRIPTION: Broker and solicitor for group health insurance, group disability and group life insurance 3. FIRST NATIONAL INSURANCE AGENCY POSITION: Broker NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/31/2018 ADDRESS: 3600 Glenwood Ave, Suite 300, Raleigh NC 27612, United States DESCRIPTION: Broker for Group Health Insurance Benefits 4. CAPITOL FINANCIAL SOLUTIONS POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 130 START DATE: 03/05/2017 ADDRESS: 8816 Six Forks, Suite 301, Raleigh NC 27615, United States DESCRIPTION: Financial Planning, Insurance, Investments 5. CONSOLIDATE PLANNING POSITION: Broker NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 03/01/2017 ADDRESS: 4201 Congress St., Suite 295, Charlotte NC 28209, United States DESCRIPTION: Selling Individual Disability insurance through the carrier Guardian/Berkshire 6. BY THE BAY HOMEOWNER'S ASSOCATION POSITION: Vice President NATURE: Homeowner's Association INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2023 ADDRESS: 219 Bays End Ct., Harkers Island NC 28531, United States DESCRIPTION: Support the President and other HOA board members. Be present in meetings. Handle voting on neighborhood matters. 7. ANDREW K ROSE, LLC POSITION: Shareholder NATURE: LLC filed as an Sub Chapter S. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2024 ADDRESS: 8816 Six Forks Rd, Suite 301, Raleigh NC 27615, United States DESCRIPTION: This is an S Corp for my business. Instead of filing as a self-employed I will plan to file taxes as an S-corp and include all streams of revenue, which are disclosed.

Exams

• S63 Uniform Securities Agent State Law Examination
  2008-06-05

Designations