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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-05-03
OH RA APPROVED 2014-02-11
  • PA RA
    APPROVED
    Since 2021-05-03
  • OH RA
    APPROVED
    Since 2014-02-11

Branch Locations

3718 Belmont Ave, Youngstown, OH 44406 • United States

10583 Perry Hwy, Wexford, PA 15090 • United States

Poland, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First National Bank Of Pa Canfield OH 12/2012 Present
Cetera Investment Services Llc St.CLoud MN 02/2014 Present
Cetera Investment Advisors Llc Canfield OH 02/2014 Present
  • 12/2012 → Present
    First National Bank Of Pa
    Canfield, OH
  • 02/2014 → Present
    Cetera Investment Services Llc
    St.CLoud, MN
  • 02/2014 → Present
    Cetera Investment Advisors Llc
    Canfield, OH
Previous Registrations
  • 2012-12-14 → 2014-02-12
    Mentor, OH
    Youngstown, OH
    Chesterland, OH
    Chardon, OH
    Austintown, OH
    Youngstown, OH
    Canfield, OH
    Johnstown, PA
    Canfield, OH
  • 2012-10-01 → 2012-12-05
    Girard, OH
    Youngstown, OH
  • 2009-06-16 → 2012-10-01
    Chase Investment Services Corp.
    Poland, OH
    Girard, OH
    Youngstown, OH
    Poland, OH
    Canfield, OH
    Warren, OH
Other Businesses

1.) RECEIVES COMPENSATION FOR REFERRALS TO FIRST NATIONAL BANK TRUST DEPARTMENT 2.) FIXED LIFE INSURANCE SALES OUTSIDE OF CETERA 3.) PART OWNER AND MEMBER OF AURA GENETICS OF OHIO LLC DBA AURA GENETICS; ATTEND QUARTERLY MEETINGS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-08
  • S66 Uniform Combined State Law Examination
    2009-06-08
Other Names
  • Desiree Ann Arnoto
  • Desiree Ann Cappitte
  • Desiree Brown
  • Desiree A Brown

View on SEC IAPD

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