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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-01-30
  • TX RA
    APPROVED
    Since 2009-01-30

Branch Locations

One Monarch Place Suite 720, Springfield, MA 01144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Springfield MA 01/2009 Present
Previous Registrations
Other Businesses

1)School Centered Decision Making Team for Mary A Dryden Veterans Memorial Elementary/ investment related?: no/190 Surrey Road, Springfield, MA 01118/ Educational Establishment /Officer/Treasurer/ start date: 10/5/2021

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-12
  • S66 Uniform Combined State Law Examination
    2007-07-12
Other Names
  • Christine Santos
  • Christine Ann Santos
  • Christine Santos Shukes
  • Christine Santos Shukes

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Springfield, MA

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