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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-01-30 |
Branch Locations
One Monarch Place Suite 720, Springfield, MA 01144 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Springfield | MA | 01/2009 | Present |
1)School Centered Decision Making Team for Mary A Dryden Veterans Memorial Elementary/ investment related?: no/190 Surrey Road, Springfield, MA 01118/ Educational Establishment /Officer/Treasurer/ start date: 10/5/2021
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-12 |
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