Thomas A Monahan

Current Employers

Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-03-22

CA RA
APPROVED

Since 2022-03-22

Branch Locations

Redondo Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Funds Distributor, Inc.	Des Moines	IA	03/2012	Present
Principal Asset Management	Des Moines	IA	03/2022	Present

03/2012 → Present

Principal Funds Distributor, Inc.

Des Moines, IA
03/2022 → Present

Principal Asset Management

Des Moines, IA

Other Businesses

1) Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates. 2) Trustee, Thomas A Monahan III Trust, help guide financial advisor assigned to trust account, eff 2016, 4 hours per year.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-03-18
S63	Uniform Securities Agent State Law Examination	1998-10-06

S65 Uniform Investment Adviser Law Examination

2022-03-18
S63 Uniform Securities Agent State Law Examination

1998-10-06