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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-03 |
| CO | RA | APPROVED | 2024-04-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Greenwood Village | CO | 08/2015 | 11/2023 |
| World Financial Group, Inc. | Greenwood Village | CO | 07/2015 | 11/2023 |
| Otg Consulting | Frisco | CO | 01/2020 | 11/2023 |
| Damsel In Defense | Boise | ID | 08/2020 | 12/2020 |
| College Loan Freedom | Henderson | NV | 08/2020 | 01/2023 |
| Net Law Group, Inc | Greenwood Village | CO | 01/2021 | 11/2023 |
| Color Street | Centennial | CO | 03/2022 | 03/2023 |
| Lpl Financial Llc | Greenwood Village | CO | 11/2023 | Present |
| Rowhouse | Centennial | CO | 09/2023 | Present |
1) 11/10/2023 - MINT FINANCIAL STRATEGIES - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 120 Hours per month. 2) 04/04/2025 - Incepta Consulting LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start date: 04/22/2025 - Incepta Consulting LLC - Business Entity For Tax/Investment Purposes Only - 30 Hrs/Mth - 30 Hrs During Trading. 3) 12/09/2025-Westat-Assessment Administrator-Other - Assessment Administrator-Not Inv Related-At Colorado-Start date 01/05/2026-60hrs/mth-5hrs/mth during trading 4) 04/13/2026 - HopSkipDrive - Rideshare - Not Investment Related - Los Angeles, CA - Start Date 04/21/2026 - 80 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-05-10 |
| S65 | Uniform Investment Adviser Law Examination | 2024-04-13 |
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