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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-08-30
WA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2018-08-30
  • WA RA
    APPROVED
    Since 2011-01-03

Branch Locations

555 110Th Ave Ne 10Th Fl, Bellevue, WA 98004 • United States

1201 Pacific Ave 11Th Fl [Xq-Rbo], Tacoma, WA 98402 • United States

Fircrest, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lakewood WA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Lakewood WA 11/2016 Present
Previous Registrations
  • 2007-07-11 → 2011-01-03
    Wells Fargo Investments, Llc
    Lakewood, WA
    Port Orchard, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-09
  • S66 Uniform Combined State Law Examination
    2007-07-09

View on SEC IAPD

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