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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-07 |
| TX | RA | APPROVED_RES | 2014-03-12 |
| FL | RA | APPROVED | 2013-12-19 |
| OH | RA | APPROVED | 2007-07-02 |
Branch Locations
127 Public Square, Cleveland, OH 44114 • United States
Willoughby, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein | Cleveland | OH | 03/2007 | Present |
Count: 1 1) BusinessName: MLV LLC INVESTMENT RELATED: No ADDRESS: 38725 Scholar Drive Willoughby, OH 44094 NATURE OF BUSINESS: This LLC I use to look at outside investments opportunities, sign NDA's etc. POSITION: Member RELATIONSHIP: 2013-08-11 APPROXIMATE NUMBER HOURS: 2 hours/month, 0 hours during trading hours YOUR DUTIES: Looking at outside investment opportunities, I invest directly of form a new LLC when actually making an investment.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-29 |
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