Brett Alexander Breen

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-06-08
FL	RA	APPROVED	2022-10-31

TX RA
APPROVED_RES

Since 2026-06-08
FL RA
APPROVED

Since 2022-10-31

Branch Locations

4030 W Boy Scout Blvd Ste 300, Tampa, FL 33607-5713 • United States

Tampa, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Valic Financial Advisors	Tampa	FL	06/2008	10/2022
Ameriprise Financial Services, Llc	Tampa	FL	10/2022	Present

06/2008 → 10/2022

Valic Financial Advisors

Tampa, FL
10/2022 → Present

Ameriprise Financial Services, Llc

Tampa, FL

Previous Registrations

2008-07-02 → 2022-11-04

Valic Financial Advisors, Inc.

Boca Raton, FL

Tampa, FL
2007-12-13 → 2008-07-10

Raymond James & Associates, Inc.

Tampa, FL

Other Businesses

Real Estate Ownership; Single Family; 405 Pine Avenue, , Anna Maria, FL, 34216; Not Investment-Related; 08/01/2019.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-12-03

S66 Uniform Combined State Law Examination

2007-12-03

Other Names

Brett Alexander Breen
Brett Breen

View on SEC IAPD