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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-20
GA RA APPROVED 2009-12-15
  • TX RA
    APPROVED_RES
    Since 2020-02-20
  • GA RA
    APPROVED
    Since 2009-12-15

Branch Locations

520 Newport Center Dr Pbig - Fashion Island, Newport Beach, CA 92660 • United States

3455 Peachtree Rd Ne Pbig - Atlanta Pw, Atlanta, GA 30326 • United States

Hoschton, GA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 09/2007 Present
Other Businesses

I* 1736269 For profit or not for profit: Entity For Profit Name of outside business organization: Faith Steps Services LLC Investment related: no Address of business: Hoschton, GA, 30548 Nature of business: Limited Liability Company Position, title, association: Owner Start date of relationship: 04/01/2024 Number of hours devoted: 3 monthly Number of hours devoted during trading hours: 0 Duties: This is a life and marriage coaching business that my wife will I will own.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-24
  • S66 Uniform Combined State Law Examination
    2009-11-24
Other Names
  • Anthony Taylor
  • Anthony Wayne Taylor
  • Anthony Wayne Taylor

View on SEC IAPD

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