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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-04-27 |
| OH | RA | APPROVED | 2017-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities, Inc. | Dublin | OH | 03/2007 | 03/2017 |
| Massmutual Life Insurance Co | Dublin | OH | 07/2016 | Present |
| Mml Investors Services, Llc | Dublin | OH | 03/2017 | Present |
(1) Name: James M Fisher Inv rel: Y Add: At Residential Address Nature: Individual Life, Health, Group Life, Group Health, Traditional Life, Long Term Care, Disability Income & Fixed Annuities Position: Agent Start date: 02/09/2018 No. HR/MO: 2 No. HR/MO during sec trading: 0. (2) Name: Fisher & Puckett Financial, LLC Inv rel: Y Add: 5455 Rings Rd, Suite 125, Dublin, OH 43017 Nature/Duties: Owner of LLC for pass through compensation Position: Owner Start date: 03/20/2024 No. HR/MO: 80 No. HR/MO during sec trading: 80.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-01-25 |
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