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Mark Robert Westermeier

Tiaa-Cref Individual & Institutional Services, LLC

Ann Arbor, MI

Ann Arbor, MI

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-04-05
  • MI RA
    APPROVED
    Since 2018-04-05

Branch Locations

777 E. Eisenhower Parkway Suite 100, Ann Arbor, MI 48108 • United States

Ann Arbor, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Ann Arbor MI 09/2015 Present
Tiaa Ann Arbor MI 09/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-23
S63 Uniform Securities Agent State Law Examination 2015-10-20
  • S66 Uniform Combined State Law Examination
    2017-08-23
  • S63 Uniform Securities Agent State Law Examination
    2015-10-20

View on SEC IAPD

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