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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-05-07
  • MA RA
    APPROVED
    Since 2018-05-07

Branch Locations

25 Stuart Street, Boston, MA 02116 • United States

1000 Highland Avenue, Needham, MA 02494 • United States

491 Boylston Street, Boston, MA 02116 • United States

220 Oak Street, Brockton, MA 02301 • United States

84 Central Street, Wellesley, MA 02482 • United States

1327 Beacon Street, Brookline, MA 02446 • United States

100 Franklin St, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Boston MA 05/2016 03/2018
Morgan Stanley Private Bank, N.A. Boston MA 05/2016 03/2018
Webster Bank Needham MA 04/2018 Present
Lpl Financial Llc Needham MA 04/2018 Present
  • 05/2016 → 03/2018
    Boston, MA
  • 05/2016 → 03/2018
    Morgan Stanley Private Bank, N.A.
    Boston, MA
  • 04/2018 → Present
    Webster Bank
    Needham, MA
  • 04/2018 → Present
    Needham, MA
Previous Registrations
Other Businesses

1) 04/2018 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - inv rel - at reported business location(s) 2) 04/2018 - BPF Lux Transport LLC - Business Owner - non-inv rel - Randolph, MA - start: 2/16/2015 - Time Spent 5% 3) 1/13/2022 - Stanley Fanfan and Therveland Derosier - Investment Related - Boston, MA - Real Estate Rental - Started 12/01/2021 - 2 Hours Per Month/0 Hours During Securities Trading. 4) 10/24/2023 - The Pressure Point Podcast - Other - Podcast (Discussion regarding relationship) - Owner/Producer/Host - Not Investment Related - Home Based - Start Date 10/02/2023 - 16 Hours Per Month/ 0 Hours During Trading 5) 10/30/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - Start Date 11/13/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-22
  • S66 Uniform Combined State Law Examination
    2008-01-22

View on SEC IAPD

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