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Brett L. Douglas

Douglas Capital Management, LLC

East Peoria, IL

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Current Employers
Douglas Capital Management, Llc

East Peoria, IL • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-08
CA RA APPROVED 2007-07-09
IL RA APPROVED 2007-06-19
  • TX RA
    APPROVED_RES
    Since 2026-05-08
  • CA RA
    APPROVED
    Since 2007-07-09
  • IL RA
    APPROVED
    Since 2007-06-19

Branch Locations

East Peoria, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Douglas Capital Management, Llc East Peoria IL 02/2007 Present
Douglas Fund Management Llc East Peoria IL 09/2013 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-06
  • S65 Uniform Investment Adviser Law Examination
    2006-12-06

View on SEC IAPD

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